The administrative assistant at the Edmonton, Alberta division of Vandelay Securities was faced with a dilemma.
The string of rampant transactions made her feel uneasy. Furthermore, the client stated Alberta as the province of which she is a resident of alongside providing the address of post office’s mailbox.
This study primarily aims to investigate as to when and how one should blow the whistle. In exposing the unethical actions of a co-worker the individual's obligation to herself, the business, the clients, and other stakeholders are presented for discussion.
Secondary ethical problems include insider trading, high pressure sales tactics, conflict of interest, and misrepresentation to a regulator.
Publication Date: 09/16/1999
This is just an excerpt. This case is about Finance
Related Case Solutions & Analyses:
BCE Inc.: Facing the Future
D2Hawkeye: Growing the Medical IT Enterprise
AXMONY
What Can a Mosquito Do to an Elephant (C)
Miami Car Care Center Inc.
Quality Imaging Products (QIP)
E-Loan: The CarFinance.com Acquisition
Telewizja Wisla
Toronto-Dominion Bank — Money Monitor
Canyon-Agassi Investing in Charter Schools
